T. S. Ellis, III, United States District Judge.
Plaintiffs in this immigration case challenge the denial by the United States Citizenship and Immigration Services ("USCIS")
Accordingly, plaintiffs seek (i) a declaration that the USCIS's denial of plaintiff's petition was unlawful, (ii) a remand to the USCIS for further findings and approval of the petition, and (iii) reasonable attorney's fees and costs under the Equal Access to Justice Act.
The USCIS argues that there is no subject matter jurisdiction to review the denial of plaintiffs' petition and that plaintiffs' arguments fail as a matter of law. Thus, the USCIS moved to dismiss the Complaint under Rules 12(b)(1) and 12(b)(6), Fed. R. Civ. P. The matter was fully briefed and argued orally, and is thus now ripe for disposition. For the reasons that follow, the motion to dismiss must be granted.
At the outset, a brief overview of the relevant statutory and regulatory scheme is helpful. In general, "any citizen of the United States claiming that an alien is entitled ... to an immediate relative status... may file a petition with the Attorney General for such classification." 8 U.S.C. § 1154(a)(1)(A)(i). Unsurprisingly, a spouse qualifies as an immediate relative for purposes of § 1154. See 8 U.S.C. § 1151(b)(2)(A)(i). Where, as here, a citizen seeks to obtain an immediate relative status for his spouse, he does so by filing a Form I-130 petition with the USCIS. See 8 C.F.R. § 204.1(a)(1).
Yet, Congress enacted in 2006 as part of the AWA an exception to the general rule that "any citizen" can file an I-130 petition. Specifically, "a citizen of the United States who has been convicted of a specified offense against a minor" is not entitled to file a petition for immediate relative status "unless the Secretary of Homeland Security, in the Secretary's sole and unreviewable discretion, determines that the citizen poses no risk to the alien with respect to whom the petition ... is filed." 8 U.S.C. § 1154(a)(1)(A)(viii)(I). For purposes of this exception, a "specified offense against a minor" includes any offense against a minor that involves, inter alia, (i) solicitation to engage in sexual conduct, (ii) criminal sexual conduct involving a minor, or (iii) any conduct that by its nature is a sex offense against a minor. See id. § 1154(a)(1)(A)(viii)(II) (referencing the definition in 42 U.S.C. § 16911(7)).
A denial of an I-130 petition is appealable to the Board of Immigration Appeals ("BIA"). See 8 C.F.R. § 204.2(a)(3). The BIA, however, has concluded that it lacks jurisdiction to review the USCIS's "no risk" determinations under the AWA as codified at 8 U.S.C. § 1154(a)(1)(A)(viii)(I). See In re Aceijas-Quiroz, 26 I. & N. Dec. at 300-01.
Given this legal background, the pertinent facts here may be succinctly stated.
In February 2007, Struniak married plaintiff Minigalina, and the two have lived together in Alexandria, Virginia, since the time of their marriage. In April 2007, Struniak filed with the USCIS a Form I-130 petition on behalf of Minigalina, seeking to have Minigalina classified as an immediate relative of a U.S. citizen. Approximately one year later, plaintiffs were interviewed by USCIS officials in the USCIS district office in Washington, D.C. Shortly thereafter, the USCIS issued a request for evidence, seeking certified copies of the police and court records pertaining to Struniak's 1993 Pennsylvania convictions. This evidence was submitted. Thereafter, in September 2009, plaintiffs
A few months later, in January 2010, the USCIS issued a second request for evidence, this time seeking certified records confirming that Struniak successfully completed counseling or rehabilitation or, in the alternative, seeking a certified evaluation from a licensed professional assessing Struniak's level of rehabilitation and behavior modification. Accordingly, plaintiffs provided an evaluation letter from Struniak's psychologist. Six months later, in June 2010, the USCIS conducted a second interview with plaintiffs at the district office in Washington, D.C.
Approximately nine months after plaintiffs' second USCIS interview, the USCIS issued a third request for evidence along with a notice of the intent to deny Struniak's I-120 petition. The USCIS notice informed plaintiffs that it appeared that Struniak was ineligible to submit an I-130 petition because he had been convicted of a qualifying disabling offense under the AW A. Thus, the USCIS instructed Struniak that his petition would be denied unless he submitted evidence demonstrating beyond a reasonable doubt that he poses no risk to Minigalina. In August 2011, plaintiffs responded to the USCIS notice through counsel. In support of their argument that Struniak poses no risk to Minigalina, plaintiffs submitted:
Importantly, plaintiffs did not submit a piece of evidence that the USCIS had specifically requested, namely the trial transcripts from Struniak's conviction describing the nature and circumstances of the specified offenses. Rather, plaintiffs represented to the USCIS that the full trial transcripts were unnecessary to demonstrate Struniak's eligibility to petition on behalf of Minigalina.
Plaintiffs' omission of the requested evidence apparently proved more problematic for the USCIS than plaintiffs anticipated. In May 2012, the USCIS denied Struniak's I-130 petition. In so doing, the USCIS specifically cited the fact that Struniak contends that the charges against him and the subsequent state criminal convictions were fabrications by his former wife, and despite the guilty verdict, that he did not purposefully commit any crime. Yet, plaintiffs
Plaintiffs appealed the denial to the Board of Immigration Appeals ("BIA"), which dismissed the appeal for want of jurisdiction in November 2014. See Def'ts' Mem. Supp., Ex. B. This action followed.
The threshold question presented by this motion to dismiss is jurisdictional. Federal law generally bars judicial review of denials of discretionary relief in the immigration context. See 8 U.S.C. § 1252(a)(2)(B). Specifically, "no court" has jurisdiction to review any "decision or action of ... the Secretary of Homeland Security the authority for which is specified ... to be in the discretion of ... the Secretary of Homeland Security." Id. § 1252(a)(2)(B)(ii). Because the "no risk" determination under § 1154(a)(1)(A)(viii)(I) is explicitly reserved the Secretary of Homeland Security's "sole and unreviewable discretion," there is appropriately no dispute between the parties that the substance of the determination is not subject to judicial review by virtue of the jurisdiction-stripping language of § 1252(a)(2)(B)(ii). There is, however, a clear dispute between the parties as to just how broadly § 1252(a)(2)(B)(ii) sweeps.
The first claim over which the USCIS contends there is no subject matter jurisdiction is plaintiffs' claim under APA § 706(2)(A) that the USCIS's denial of Struniak's petition was "arbitrary, capricious, [and] an abuse of discretion." Plaintiffs argue on this point that the USCIS's "no risk" finding did not involve an exercise of discretion, and as a result § 1252(a)(2)(B)(ii) does not strip subject matter jurisdiction. Specifically, plaintiffs contend that the USCIS's notification of the denial of Struniak's petition reflects that the agency was not able to decide whether Struniak poses a present risk to Minigalina. In this regard, plaintiffs seize on the USCIS's language in the Notice of Denial:
Def'ts' Mem. Supp., Ex. A at 4. In plaintiffs' view, the USCIS's conditional language ("would have") reveals that the USCIS stopped short of exercising discretion. Rather, plaintiffs suggest that the USCIS used the absence of the transcripts as a basis for denying Struniak's I-130 petition on a technicality without properly weighing the evidence plaintiffs submitted.
Plaintiffs' argument fails because plaintiffs misunderstand the nature of the USCIS's reasoning. Read in context, there can be no doubt that the USCIS made a clear and definitive determination:
Id. In essence, the USCIS concluded that plaintiffs' evidence was not sufficient to pass the high bar that the USCIS imposes, namely proof beyond a reasonable doubt that Struniak does not pose a risk to Minigalina. In other words, the USCIS weighed plaintiffs evidence, and in doing so the USCIS (i) found that the evidence fell short of establishing "no risk" beyond a reasonable doubt and (ii) explained how the transcripts that the USCIS had requested, but did not receive, might have affected its analysis. Simply put, there is no basis to conclude from the face of the Notice of Denial that the USCIS did not make a discretionary determination that is shielded from judicial review by § 1252(a)(2)(B)(ii).
Plaintiffs attempt a second bite at the jurisdictional apple by refraining their challenge not as an attack on a discretionary decision but as an attack on an arbitrary and capricious deviation from standard agency practice. That is, plaintiffs argue that the failure "to properly review the evidentiary record pursuant to [the USCIS's] own established procedures" by "ignor[ing] or discount[ing]" plaintiffs' "substantial evidence" is reviewable under the APA. Comp. ¶ 39. In support of this argument, plaintiffs rely on INS v. YuehShaio Yang, 519 U.S. 26, 32, 117 S.Ct. 350, 136 L.Ed.2d 288 (1996), where Justice Scalia, in dicta, noted that an agency's "irrational departure from [a settled] policy ... could constitute action that must be overturned
Plaintiffs' reliance on Yang is of no avail. Indeed, the language on which plaintiffs rely is dicta because in Yang there was no "irrational departure" from agency policy. See id. Rather, in Yang in the Supreme Court drew an important distinction: construing a policy strictly and narrowly is not the same thing as disregarding the policy. See id. Thus, even if plaintiffs are correct that the USCIS has not given plaintiffs' evidence weight consistent with past practice, plaintiffs present no reason to believe that this constitutes a departure from settled agency practice as opposed to a strict and narrow application of the USCIS's policy that "no risk" must be proved beyond a reasonable doubt, an evidentiary standard that imposes an evidently heavy burden.
Even so, Yang is distinguishable on a broader and equally dispositive point, namely that Yang did not address an attack on an agency's weighing of evidence as part of a discretionary decision. That is precisely the type of attack plaintiffs assert here,
This conclusion finds firm support in a careful parsing of the text of § 1252(a)(2)(B)(ii), an exercise the Supreme Court teaches must be performed in the context of applying jurisdiction stripping provisions. See McNary v. Haitian Refugee Ctr., Inc., 498 U.S. 479, 492, 111 S.Ct. 888, 112 L.Ed.2d 1005 (1991) (focusing on the "critical words" of the
This does not end the statutory analysis, as it is important to determine the scope of a "decision" or "action" as those words are used in § 1252(a)(2)(B)(ii)'s jurisdiction-stripping language. In making this assessment, a "fundamental canon of statutory construction" requires the identification of the "ordinary, contemporary, common meaning" of these terms. Perrin v. United States, 444 U.S. 37,42, 100 S.Ct. 311, 62 L.Ed.2d 199 (1979). In this respect, previous decisions interpreting § 1252(a)(2)(B)(ii) have noted "the term `action' encompasses any act or series of acts that is discretionary," thus rendering insulated from judicial review an entire "process," such as the process of reviewing an adjustment application. Safadi v. Howard, 466 F.Supp.2d 696, 699 (E.D.Va.2006) (citing
This interpretation, moreover, is in harmony with the closest existing Fourth Circuit authority. In Lee v. U.S. Citizenship & Immigration Servs., 592 F.3d 612, 620 (4th Cir.2010), the Fourth Circuit concluded that a district court lacked subject matter jurisdiction to review a challenge to the denial of an application for adjustment of status under 8 U.S.C. § 1255(i). Unlike the instant case, the denial in Lee fell under § 1252(a)(2)(B)(i), which bars judicial review of "any judgment regarding the granting of relief under section ... 1255" of title 8. Yet, just like an "action" and a "decision," a "judgment" is understood in the ordinary course of usage to entail the entirety of a process.
The foregoing analysis points persuasively to the conclusion that § 1252(a)(2)(B)(ii) strips courts of jurisdiction to review both the ultimate decision that is discretionary and the steps that are a necessary and ancillary part of reaching the ultimate decision. The Supreme Court's McNary decision is not to the contrary. The challenged aspects of the process in McNary over which the Supreme Court held federal courts had jurisdiction to conduct review were not
Thus, because the USCIS's "no risk" determination in this case was reached via an exercise of discretion expressly reserved by statute to the Secretary of Homeland Security, there is no subject matter jurisdiction to review either the decision itself or the weighing of the evidence employed in reaching the decision, as the weighing was a necessary and prior step towards reaching the final determination. To conclude otherwise would strip § 1252(a)(2)(B) of its intended effect by permitting federal courts to second-guess discretionary determinations in all but name. Accordingly, the USCIS's motion to dismiss plaintiffs' APA § 706(2)(A) claim for lack of jurisdiction must be granted.
The statutory analysis just articulated with regard to plaintiffs' APA § 706(2)(A) claim is similarly dispositive of plaintiffs' APA § 706(2)(C) challenge to the use of a beyond a reasonable doubt standard of review. The weighing of individual pieces of evidence cannot yield a final result if one does not know how much weight is necessary to reach a conclusion. In light of this reality, the Secretary of Homeland Security has established, via the Aytes Memorandum, that discretion should only be exercised in favor of making a "no risk" determination if there is evidence sufficient to conclude beyond a reasonable doubt that a petitioner poses no risk to his beneficiary.
Plaintiffs argue that because the beyond a reasonable doubt standard is a broadly applicable practice and not part of an individualized determination, McNary renders it subject to judicial review. But, as discussed supra, McNary does not stand for the proposition that all generally applicable agency practices are subject to judicial review; rather, McNary is properly understood as permitting review of only those agency practices that are not necessary to the discretionary decision. Because a "no risk" determination under § 1154(a)(1)(A)(viii)(I) cannot be made without both (i) weighing the evidence and (ii) knowing how much evidentiary weight is required to justify an exercise of discretion in favor of a petitioner, the burden of proof is a necessary part of the determination. There is no sound basis to suggest that this is any less true simply because the Secretary of Homeland Security sets a uniform burden of proof across all applications. Accord Spencer Enters., Inc. v. United States, 345 F.3d 683, 691 (9th Cir. 2003) ("Under § 1252(a)(2)(B)(ii) ... if the statute specifies that the decision is wholly discretionary, regulations or agency practice will not make the decision reviewable."). Because the burden of proof, like the weighing of evidence, is a necessary component in formulating a discretionary determination, § 1252(a)(2)(B)(ii) withdraws subject matter jurisdiction to review the burden employed. As such, the motion to dismiss plaintiffs' APA § 706(2)(C) challenge to the burden of proof must be granted.
The USCIS's argument that the jurisdiction-stripping provisions of § 1252(a)(2)(B) are broader than the jurisdiction-stripping provision in McNary, and therefore insulate more questions and determinations from judicial review, does not alter the analysis or the conclusion reached here. The mere fact that § 1252(a)(2)(B) is written more broadly is not sufficient, in light of the foregoing textual analysis, to conclude that Congress intended to prevent judicial review of legal questions like whether the AWA applies to petitioners with adult beneficiaries. In fact, it is worth mentioning that the Supreme Court in McNary explicitly noted that when Congress wants to preclude judicial review of all legal questions it knows what language will accomplish that desired goal. See 498 U.S. at 494, 111 S.Ct. 888 (referencing 38 U.S.C. § 511(a), which bars review of "all questions of law and fact"). Thus, although McNary contemplates that a federal statute broader than the one at issue there might entirely preclude judicial review of agency action, the language of § 1252(a)(2)(B)(ii) is not broader in a way that achieves this result.
Nor does the availability of judicial review of "constitutional claims or questions of law raised upon a petition for review filed with an appropriate court of appeals" under § 1252(a)(2)(D) alter the conclusion reached here that district courts similarly retain jurisdiction over such questions (so long as the question at issue does not fall
Because the USCIS's weighing of evidence and imposition of a beyond a reasonable doubt standard of proof are necessary elements of a decisional process specified as within the Secretary of Homeland Security's sole and unreviewable discretion, § 1252(a)(2)(B)(ii) prevents judicial review of plaintiffs' APA claims challenging those actions. Accordingly, those claims must be dismissed for lack of subject matter jurisdiction. In contrast, because the decision to apply the AWA to petitioners, like Struniak, who are petitioning on behalf of an adult beneficiary is an analytically prior legal question that is not specified as falling within the discretion of the Secretary of Homeland Security, review of plaintiff's APA claim attacking that decision is not foreclosed under § 1252(a)(2)(B)(ii), and the motion to dismiss this claim for lack of subject matter jurisdiction must be denied.
Although subject matter jurisdiction exists to review plaintiffs' claim under APA § 706(2)(C) that the USCIS acted in excess of statutory authority by applying the AWA to Struniak's petition on behalf of his adult wife, the USCIS alternatively moves to dismiss this claim under Rule 12(b)(6) for failure to state a claim. Specifically, the USCIS argues that the plain and unambiguous language of the AWA requires its application to all citizens convicted of qualifying offenses regardless of the age of the beneficiary. Plaintiffs argue that such a reading is at odds with the stated purpose and intent of Congress in enacting the AWA, namely to protect children.
The plain language of § 1154(a)(1)(A)(viii)(I), which limits eligibility to submit an I-130 petition, clearly and unambiguously applies to all "citizen[s] of the United States who [have] been convicted of a specified offense against a minor" unless the Secretary of Homeland Security "determines that the citizen poses no risk to the alien with respect to whom a petition" is filed. The text contains no age limitation, qualification, or requirement; it applies to any citizen who committed a qualifying offense regardless of the age of "the alien" beneficiary.
Plaintiffs seek to avoid this conclusion by raising four arguments. First, plaintiffs argue that nothing in the text or legislative history of the immigration provisions of the AWA suggests that it was intended to protect anyone other than children. This argument is plainly wrong for the reason just discussed, namely that the plain and unambiguous language of § 1154(a)(1)(A)(viii)(I) applies to all beneficiaries. There can be no doubt "that the plain language of a statute provides the best evidence of legislative intent." Miller v. Carlson, 768 F.Supp. 1331, 1335 (N.D.Cal.1991). Plaintiffs' reliance on the title of the AWA provisions at issue — "Immigration Law Reforms to Prevent Sex Offenders from Abusing Children"
Second, plaintiffs argue that § 1154(a)(1)(A)(viii)(I) should be construed so as to avoid raising a substantial constitutional question, specifically the permissibility of an infringement of the substantive constitutional right to family unification. This interpretative approach, however, is only appropriate if a statute is ambiguous and one of the permissible interpretations using the ordinary tools of interpretation avoids the constitutional question. See United States ex rel Attorney Gen. v. Delaware & Hudson Co., 213 U.S. 366, 408, 29 S.Ct. 527, 53 L.Ed. 836 (1909) ("[W]here a statute is susceptible to two constructions, by one of which grave and doubtful constitutional questions arise and by the other of which such questions are avoided, our duty is to adopt the latter."). Where, as here, the statute is unambiguous, the statute must be accepted for what it says; any constitutional questions that follow cannot be avoided by deviating from the clear language.
Third, plaintiffs cite Judulang v. Holder, ___ U.S. ___, 132 S.Ct. 476,489, 181 L.Ed.2d 449 (2011), to argue that it is arbitrary and capricious to interpret a statute in a manner unmoored from the purposes and concerns of the immigration laws. In Judulang, the Supreme Court held that the BIA's application of a statutory provision was arbitrary and capricious. Id. at 479. It follows that the statute did not, as here, unambiguously require the agency to apply the provisions in the manner challenged. Indeed, the Supreme Court noted that arbitrary and capricious review is functionally identical to the second step of analysis under Chevron U.S.A., Inc. v. Natural Res. Def. Council, 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984), which calls for review of the reasonableness of an agency's statutory interpretation only after determining whether Congress has spoken unambiguously on an issue. See Judulang, 132 S.Ct. at 483 n. 7. Because the statutory analysis supra demonstrates that the AWA speaks clearly and unambiguously to the issue at hand, there is no need to ask whether the USCIS's interpretation is reasonable or arbitrary.
Finally, plaintiffs argue that the USCIS's reading relies on the assumption that Congress acted arbitrarily. This is not true. Congress may have acted improvidently,
Accordingly, plaintiffs' argument that the USCIS cannot apply the AWA to petitioners with adult beneficiaries fails as a matter of law because the unambiguous statutory language clearly speaks to the contrary. Not only may the USCIS apply the AWA to petitioners with adult beneficiaries, but it must. Accordingly, plaintiffs' APA § 706(2)(C) challenge to the AWA's application to petitioners with adult beneficiaries must be dismissed for failure to state a claim.
Plaintiffs next argue that the USCIS's application of the AWA to plaintiffs is impermissibly retroactive.
Under the first step of the analysis, there is evidence that Congress intended for § 1154(a)(1)(A)(viii)(I) to apply to persons with convictions occurring prior to enactment. The plain text of § 1154(a)(1)(A)(viii)(I) instructs that the provision permitting a citizen to petition for immediate relative status "shall not apply" in the present to any citizen who "has been convicted" in the indeterminate past of a qualifying offense. This use of verb tense is instructive because in the ordinary sense of the language used, § 1154(a)(1)(A)(viii)(I) covers anyone who has been convicted at any point. See Carr v. United States, 560 U.S. 438, 447-48, 130 S.Ct. 2229, 176 L.Ed.2d 1152 (2010) (verb tense is significant in construing statutes). Moreover, in Carr the Supreme Court concluded that a different portion of the AWA — a provision relating to sex offender registration — did not apply retroactively in part because the statutory language was entirely present tense. Specifically, the provision at issue in Carr regulated any sex offender who "travels in interstate commerce" and "knowingly fails to register," which the Supreme Court concluded covered only post-enactment travel. Id. at 442, 458, 130 S.Ct. 2229. Because Congress enacted § 1154(a)(1)(A)(viii)(I) simultaneously with the provision at issue in Carr and used different verb tenses in the two provisions, it is proper to presume (i) that Congress was aware of its use of language and (ii) that its use of language was intentional. Thus, if the present tense indicates a non-retroactive application, the choice of a backwards-pointing tense, as used in § 1154(a)(1)(A)(viii)(I), should reasonably mean something else, such as that the provision to should apply to convictions occurring prior to the effective date of the AWA.
Despite the foregoing, it is well settled that language indicating a retroactive application "must be express, unambiguous, and unequivocal." Jaghoori v. Holder, 772 F.3d 764, 770 (4th Cir.2014). Assuming that the text of § 1154(a)(1)(A)(viii)(I) does meet that demanding standard, the foregoing textual analysis remains dispositive of the central dispute between the parties on the retroactivity question, namely what constitutes
Congress's use of language and stated purpose place the AWA provision at issue here squarely within the category of non-retroactive laws that "address dangers that arise postenactment." See Vartelas v. Holder, ___ U.S. ___, 132 S.Ct. 1479, 1489 n. 7, 182 L.Ed.2d 473 (2012). In Vartelas, the Supreme Court distinguished a law that "prohibit[s] sex offender[s] with a history of child molestation working in close proximity to children" from a law that prohibits foreign travel by lawful permanent residents with convictions such as conspiring to make a counterfeit security. See id. at 1483, 1489 n. 7. The former law is non-retroactive precisely because it regulates a present harm or risk, which the latter law, in the Supreme Court's view, does not. See id. Here, there can be no doubt that § 1154(a)(1)(A)(viii)(I) is non-retroactive under Vartelas — (i) the statute is plainly drawn to determining that a qualifying offender poses "no risk" to a beneficiary in the present, (ii) the language in the ordinary sense of usage suggests that a qualifying conviction could have occurred at any point in the indeterminate past, and (iii) Congress's expressly stated purpose is protecting people in the present. Accord Reynolds v. Johnson, No. 12-cv-55675, 2015 WL 9584386, at *1 (9th Cir. Dec. 31, 2015) (holding that § 1154(a)(1)(A)(viii)(I) falls within the category of non-retroactive laws identified in Vartelas).
Plaintiffs argue that this case is not like the illustrative example in Vartelas because § 1154(a)(1)(A)(viii)(I) is not drawn to preventing offenders who committed an offense against children from interacting with children. Rather, § 1154(a)(1)(A)(viii)(I) prohibits such offenders from petitioning on behalf of anyone absent a "no risk" finding. This argument fails in that it reads Vartelas too narrowly. Vartelas does not stand for the proposition that a regulation to protect people in the present must be narrowly tailored to the exact contour of the threat presented by pre-enactment conduct in order to be non-retroactive. Indeed, another illustrative example from Vartelas proves this point. As the Supreme Court explained,
Plaintiffs' cited authorities do not compel a contrary conclusion. In INS v. St. Cyr, 533 U.S. 289, 293, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001), the respondent was convicted of a controlled substance violation under an immigration law regime that made him deportable, but that also made him eligible for a waiver of deportation at the Attorney General's discretion. Between the time of the conviction and the time removal proceedings began, Congress amended the law, repealing the provision allowing for discretionary relief. See id. The Supreme Court held that the repeal of discretionary relief should not be applied retroactively to aliens who would have been eligible for such relief at the time of conviction. See id. at 326, 121 S.Ct. 2271. This holding is not inconsistent with Vartelas in that the provision at issue in St. Cyr was not designed to regulate a present danger. Moreover, the reasoning in St. Cyr focused in substantial measure on the concept of reliance. That is, the Supreme Court was particularly troubled by the fact that the respondent in St. Cyr had accepted a plea agreement with the settled expectation that doing so would preserve the possibility of a discretionary waiver of deportation only to discover later that Congress eliminated the possibility of such relief for people who entered into plea agreements. See id. at 321-22, 121 S.Ct. 2271. This concern is not present in the instant case, as Struniak makes no allegation that he cut a plea deal with the Commonwealth of Pennsylvania with the settled expectation that doing so would preserve his right to petition for an adult beneficiary in federal immigration proceedings.
Plaintiffs' reliance on the Fourth Circuit's decision in Jaghoori similarly fails. As in St. Cyr, the Fourth Circuit in Jaghoori reasoned that the lawful resident alien seeking to avoid deportation had a vested right to discretionary relief prior to the enactment of an amendment that "would render such relief an impossibility." 772 F.3d at 771. Again, unlike in Vartelas, the provision at issue in Jaghoori was not aimed at resolving a present threat of harm. Moreover, both St. Cyr and Jaghoori addressed changes to substantive rights, namely the right to remain in the United States. In other words, the repeal of the possibility of discretionary relief in both St. Cyr and Jaghoori eliminated the possibility that the resident aliens opposing removal could prevail. In contrast, § 1154(a)(1)(A)(viii)(I) is a procedural rule that simply imposes an additional step — the "no risk" finding — before covered offenders
As the foregoing analysis demonstrates, the correct disposition of plaintiffs' retroactivity challenge is to join the chorus of courts that have held that the application of § 1154(a)(1)(A)(viii)(I) to petitioners whose convictions occurred prior to enactment is not impermissibly retroactive. See Reynolds, 2015 WL 9584386, at *1; Suhail, 2015 WL 7016340, at *8; Burbank, 2015 WL 4591643, at *6-7. Accordingly, the USCIS's motion to dismiss plaintiffs' retroactivity challenge for failure to state a claim must be granted.
Plaintiffs' final argument is a constitutional attack alleging that the USCIS's denial of plaintiffs' I-130 petition under the AWA impermissibly interferes with Struniak's constitutionally protected liberty interest in marriage. In essence, plaintiffs argue that the AWA's imposition of a burden on married adult spouses unconstitutionally infringes on the substantive due process right of married persons to engage in family life.
Plaintiffs are correct in that Kerry does not resolve the instant dispute. In Kerry, the plaintiff argued that the denial of her non-citizen husband's visa application deprived her, without due process of law, of her constitutionally protected liberty interest in living in the United States with her spouse. 135 S.Ct. at 2131. Specially, the plaintiff argued that the denial of the visa application without adequate explanation violated the Due Process Clause of the Fifth Amendment. See id. at 2131-32. The Supreme Court, speaking through a plurality opinion, ruled against the plaintiff on the ground that there was no constitutionally protected liberty interest in living in the United States with one's spouse. See
Id. (citing Washington v. Glucksberg, 521 U.S. 702, 723-24, 117 S.Ct. 2258, 138 L.Ed.2d 772 (1997)). Thus, the plurality concluded that "a long practice of regulating spousal immigration precludes [the plaintiff's] claim that the denial of [her husband's] visa application has deprived her of a fundamental liberty interest." Id. Justice Kennedy, with whom Justice Alito joined, concurred in the judgment on narrower grounds. According to Justice Kennedy, assuming the plaintiff had a constitutionally protected liberty interest of the type asserted, the notice she received with respect to the denial of her husband's visa application was sufficient to satisfy due process. Id. at 2139 (Kennedy, J., concurring in the judgment). The remaining justices concluded that the plaintiff should prevail on her constitutional claim. See id. at 2142 (Breyer, J., dissenting). Thus, Kerry did not produce a majority position on the question whether a citizen has a constitutionally protected and judicially enforceable liberty interest in residing in the United States with his or her non-citizen spouse.
Plaintiffs seize on this open question and argue that in light of Obergefell there is constitutionally protected liberty interest of the type asserted in Kerry. The USCIS responds that Obergefell addresses a wholly distinct question, namely whether a state may, consistent with the Constitution, deny a marriage license to two consenting homosexual adults. Although the USCIS is correct that Obergefell only addresses that specific issue, such an argument misses plaintiffs' broader point, which is that Obergefell has changed the way in which courts are to analyze substantive due process claims. Indeed, plaintiffs argue that the reasoning of the Kerry plurality, which was rooted in historical practice, is no longer appropriate. Thus, plaintiffs' constitutional challenge raises two issues: (i) whether, and how, Obergefell changes the methodology for conducting substantive due process analysis and (ii) whether, under the appropriate analysis, plaintiffs have asserted a constitutionally protected and judicially enforceable liberty interest.
It is well settled, albeit still somewhat controversial,
The Supreme Court has gradually expanded the scope of fundamental liberty interests that receive judicial protection under the Due Process Clauses.
On the other hand, a more restrictive and historical-focused approach was articulated in Glucksberg, 521 U.S. at 721, 117 S.Ct. 2258, in which the Supreme Court held that a judicially enforceable implied fundamental liberty interest must be (i) deeply rooted in the nation's history and traditions and (ii) implicit in the concept of ordered liberty. The Glucksberg majority further stressed that fundamental liberty
Plaintiffs are correct to assert that Obergefell represents a significant departure from the Glucksberg methodology. In fact, Chief Justice Roberts made this very observation. See Obergefell, 135 S.Ct. at 2621 (Roberts, C.J., dissenting) ("[T]he majority's position requires it to effectively overrule Glucksberg."). Moreover, the Obergefell analysis establishes an important proposition not present under the Glucksberg analysis: "The Due Process Clause and the Equal Protection Clause are connected in a profound way, though they set forth independent principles ... This interrelation of the two principles furthers our understanding of what freedom is and must become." Id. at 2602-03. That is, Obergefell explicitly establishes that the principles of liberty and equality are "interlocking" and that these concepts "lead[] to a stronger understanding of the other."
In a certain respect, Obergefell's doctrinal articulation of the interlocking nature of liberty and equality assists in harmonizing a series of the Supreme Court's previous cases. Simply put, Obergefell explains why — or is at least consistent with — the Supreme Court's willingness to recognize constitutionally protected and judicially enforceable implied fundamental liberty interests when the person asserting the right has been denied a liberty based on animus or moral condemnation, but not when the denial is rooted in a desire to protect the vulnerable. For example, in Cruzan v. Dir., Mo. Dep't of Health, 497 U.S. 261, 281, 110 S.Ct. 2841, 111 L.Ed.2d 224 (1990), the Supreme Court cited the state's interest in protecting vulnerable patients when refusing to recognize an implied, judicially enforceable fundamental liberty interest of a patient in a persistent vegetative state to withdraw life-sustaining treatment. Later, in Glucksberg, 521 U.S. at 731, 117 S.Ct. 2258, the Supreme Court similarly concluded that there was no implied, judicially enforceable fundamental liberty interest in obtaining physician-assisted suicide, similarly by reference to the vulnerability of certain patients. And even where a judicially enforceable fundamental liberty interest has been recognized, the Supreme Court routinely acknowledges that state regulations with a mere incidental effect on the right can be justified by reference to permissible state interests.
In stark contrast, where a denial of a freedom is based on mere animus or moral condemnation, the denial of the freedom is more susceptible to constitutional attack in court. Accordingly, in Lawrence v. Texas, 539 U.S. 558, 578, 123 S.Ct. 2472, 156 L.Ed.2d 508 (2003), the Supreme Court concluded that a statute criminalizing homosexual sodomy violated a judicially enforceable implied fundamental liberty interest in sexual intimacy. Importantly, the reasoning of Lawrence suggests that the justification for invalidating the challenged statute under the Due Process Clause as opposed to the Equal Protection Clause turns on the history of animus towards homosexuals. See id. at 571, 123 S.Ct. 2472 (noting that "powerful voices ... condemn homosexual conduct as immoral" but that this does not permit "the majority [to] use the power of the State to enforce these views on the whole society through the operation of the criminal law"). Indeed, a facially neutral statute that criminalized all sodomy, as opposed only to homosexual sodomy, would satisfy the Equal Protection Clause but still pose a risk to homosexuals because of the threat of discriminatory enforcement. Thus, in order to ensure that the liberty at issue was properly vindicated, it was necessary to remove the protected conduct from the sphere of legislative regulation entirely. Similarly, the Supreme Court in Obergefell articulated a judicially enforceable implied right to marriage for consenting homosexual adults under the Due Process Clause based on the history of discrimination against this group. See, e.g., Obergefell, 135 S.Ct. at 2600 (noting that persons who are "outcast" from society "do[] not achieve the full promise of liberty"). As in Lawrence, if the Supreme Court merely required equality with respect to access to marriage, then certain jurisdictions could elect to continue treating homosexuals disparately under the shield of a facially neutral policy, such as a state's complete withdrawal from the field of marriage.
The Obergefell methodology is thus properly understood as a rejection of the strict requirements of Glucksberg and an embrace of Justice Harlan's common law approach to implied fundamental liberty interests. See id. at 2598-99 (citing Justice Harlan's dissent in Poe). As under Glucksberg, history and tradition inform the reasoning under Obergefell, but history and tradition play a smaller role. See id. at 2598 ("History and tradition guide and discipline [the implied fundamental liberty interests] inquiry but do not set its outer boundaries."). That is, courts must consider not only a history and tradition of freedom to engage in certain conduct but also any history and tradition of animus that motivates the legislative restriction on the freedom in order to weigh with appropriate analytical rigor whether the government's interest in limiting some liberty is a justifiable use of state power or an unwarranted or arbitrary abuse of that power.
Of course, Obergefell does not explicitly overrule the Glucksberg methodology, so two equal but inapposite lines of cases remain. Accordingly, it is appropriate to analyze plaintiffs' claim under both methodologies. Under Glucksberg, the analysis is simple and straightforward; for the reasons
Under Obergefell, the analysis is not much more difficult. For one, the Glucksberg analysis remains relevant, and the long history of congressional regulation bears due consideration. Also relevant under Obergefell is the absence of a history of impermissible animus as the basis for the restriction at issue here. In this respect, Struniak asserts a constitutionally protected and judicially enforceable liberty interest in residing in the United States with his non-citizen spouse. Congress's restriction on this liberty, enacted through the AWA and effectuated through the actions of the USCIS, is based on Struniak's status as a convicted child sex offender. Unlike in Lawrence and Obergefell, the restriction on Struniak stems from his choice to engage in criminal conduct that is illegal precisely because it harms vulnerable persons. In contrast, as noted supra the Supreme Court concluded that the restrictions in Lawrence and Obergefell stemmed from mere condemnation of immutable characteristics. Moreover, as in Cruzan and Glucksberg, the justification for the restriction at issue here is the protection of vulnerable persons — visa beneficiaries sponsored by convicted sex offenders — rather than mere animus or disapproval. Accordingly, consistent with the logic of Obergefell and its predecessor implied fundamental liberty interest cases, Struniak's asserted fundamental liberty interest is not judicially enforceable under the Due Process Clause.
Because the constitutionally protected liberty interest that plaintiffs assert is not judicially enforceable, plaintiffs fail to state a claim for relief with respect to the constitutional challenge to the USCIS's denial of Struniak's petition under the provisions of the AWA. Accordingly, the USCIS's motion to dismiss this challenge must be granted.
For the foregoing reasons, the USCIS's motion to dismiss must be granted in full.
An appropriate order will issue.